The Law Office of Ryan P. Smith, PLC

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• All Posts
  • Feud Over Fiduciary Over?
  • Bust A Deal, Face The Wheel
  • Friending, Tweeting And Linking, Oh My!
  • “Hampton Roads” Is Much Larger Than You Think
  • Do Mutual Funds Curse?
  • Prosecuting A Veteran’s Benefits Claim – Part II: More On Benefits For Veterans
  • From The Professor (Not That I Was Expecting Gilligan)
  • The Main Street Journal?
  • Prosecuting a Veteran’s Benefits Claim – Part I: What Benefits Are Available?
  • Annuities Resolve To Lose Weight Too
  • After The Ball Dropped
  • “Deny, deny until you die”
  • Merry Christmas!
  • Money For Nothin’ And Your (Dividend) Checks for Free?
  • Common Sense for Investors’ Common Cents
  • Representatives Refine Regulatory Reform . . . Really?
  • New Article: “Be Your Own Consumer Protection Agency”
  • Introducing The Wounded Warrior Project
  • Remembering Pearl Harbor Day
  • “B” Stands For “Boo”, “Bah, Humbug” Or, Just Maybe, “Bust”
  • Past Performance Is Not Indicative . . .
  • Fan the Firm on Facebook
  • Happy Thanksgiving
  • The Markets Are Up, Now What Happens To My Claim?
  • The “Permanent Record” Is Now Permanent
  • Introducing Operation Homefront
  • Introducing The Firm’s Newsletter – L’AWful Prose
  • Knight Kiplinger On The Crisis
  • Introducing NOVA
  • Announcing The Firm’s New Veterans Benefits Practice
  • Not Really A Securities Matter, But A Financial Matter Nonetheless
  • New Article: “What Exactly Is Arbitration?”
  • Annuities Continue To Be Popular
  • Proposed FINRA Rule 2232
  • FINRA’s Mea Culpa & More On The Proposed Fiduciary Standard
  • On The Virginia Financial Literacy Summit (Part 2)
  • On The Virginia Financial Literacy Summit (Part 1)
  • Let’s Hope This Is Not A Trend
  • Another Affinity Scam
  • Congratulations to M&M’s Blazing Saddles!
  • The Latest On The Proposed CFPA
  • In Defense of Financial Advisors
  • Regulatory Notice 09-55 Appears to Hit the Mark
  • Now The SEC Gets Tough?
  • Resources Page Updated
  • One Year Later
  • “Do I Have A Brokerage Claim?” is Avvo.com’s “Featured Legal Guide”
  • How Did Bernie Madoff Do It?
  • Disciplinary Action Concerning Closed-End Funds
  • A Post on Equity-Indexed Annuities
  • Investment Scams Can Affect Anyone
  • The Regulators Speak On Leveraged ETFs
  • CNN/Money’s “When your broker goes bad”
  • New Article: “Do I Have A Brokerage Claim?”
  • Thoughts on Schwab’s Column
  • A Post on Variable Life Insurance
  • Changes to Arbitration Process for Promissory Note Cases
  • FINRA Breakpoint Rule Is Effective Next Week
  • For Financial Advisors: Changes to Form U4 Amendment Process
  • Mark Twain on Investing
  • Yet More on Leveraged ETFs
  • Initial Thoughts on the Proposed Fiduciary Standard for Brokers
  • Ryan Smith to Speak at the 2009 Virginia Financial Literacy Summit
  • More on Leveraged ETFs
  • Resources Page Updated
  • A Historian’s View on Today’s Markets
  • Revisions to FINRA’s Variable Annuity Rule
  • The FINRAProtects.org Portal
  • The Wall Street Journal’s Report on PIABA’s Request
  • Leveraged ETFs
  • A New (Financial) World Order? (Updated)
  • Fire Your Financial Adviser? (Part 2)
  • A New Suitability Rule?
  • FINRA Arbitrator Training Completed
  • Changes to FINRA’s BrokerCheck
  • New Article: “How Variable Annuities Work”
  • “What Bernie Madoff Means to You”
  • “Debt Relief Services – Consolidation or ‘Con’?”
  • Fire Your Financial Advisor?
  • History
  • Welcome to My Blog
• Annuities
  • Annuities Resolve To Lose Weight Too
  • Annuities Continue To Be Popular
  • A Post on Equity-Indexed Annuities
  • Revisions to FINRA’s Variable Annuity Rule
  • New Article: “How Variable Annuities Work”
• Arbitration
  • The Markets Are Up, Now What Happens To My Claim?
  • New Article: “What Exactly Is Arbitration?”
  • “Do I Have A Brokerage Claim?” is Avvo.com’s “Featured Legal Guide”
  • CNN/Money’s “When your broker goes bad”
  • New Article: “Do I Have A Brokerage Claim?”
  • Changes to Arbitration Process for Promissory Note Cases
  • The Wall Street Journal’s Report on PIABA’s Request
  • FINRA Arbitrator Training Completed
• Brokers / Financial Advisors
  • Feud Over Fiduciary Over?
  • Bust A Deal, Face The Wheel
  • Friending, Tweeting And Linking, Oh My!
  • Common Sense for Investors’ Common Cents
  • New Article: “Be Your Own Consumer Protection Agency”
  • The Markets Are Up, Now What Happens To My Claim?
  • The “Permanent Record” Is Now Permanent
  • FINRA’s Mea Culpa & More On The Proposed Fiduciary Standard
  • Let’s Hope This Is Not A Trend
  • In Defense of Financial Advisors
  • How Did Bernie Madoff Do It?
  • Investment Scams Can Affect Anyone
  • CNN/Money’s “When your broker goes bad”
  • Thoughts on Schwab’s Column
  • Changes to Arbitration Process for Promissory Note Cases
  • For Financial Advisors: Changes to Form U4 Amendment Process
  • Initial Thoughts on the Proposed Fiduciary Standard for Brokers
  • The FINRAProtects.org Portal
  • A New (Financial) World Order? (Updated)
  • Fire Your Financial Adviser? (Part 2)
  • A New Suitability Rule?
  • Changes to FINRA’s BrokerCheck
  • “What Bernie Madoff Means to You”
  • Fire Your Financial Advisor?
  • History
• Exchange-Traded Funds
  • The Regulators Speak On Leveraged ETFs
  • Yet More on Leveraged ETFs
  • More on Leveraged ETFs
  • Leveraged ETFs
• FINRA
  • Friending, Tweeting And Linking, Oh My!
  • Money For Nothin’ And Your (Dividend) Checks for Free?
  • Representatives Refine Regulatory Reform . . . Really?
  • New Article: “Be Your Own Consumer Protection Agency”
  • The “Permanent Record” Is Now Permanent
  • Not Really A Securities Matter, But A Financial Matter Nonetheless
  • Proposed FINRA Rule 2232
  • FINRA’s Mea Culpa & More On The Proposed Fiduciary Standard
  • Let’s Hope This Is Not A Trend
  • The Latest On The Proposed CFPA
  • Regulatory Notice 09-55 Appears to Hit the Mark
  • Disciplinary Action Concerning Closed-End Funds
  • Investment Scams Can Affect Anyone
  • The Regulators Speak On Leveraged ETFs
  • A Post on Variable Life Insurance
  • FINRA Breakpoint Rule Is Effective Next Week
  • Initial Thoughts on the Proposed Fiduciary Standard for Brokers
  • Revisions to FINRA’s Variable Annuity Rule
  • The FINRAProtects.org Portal
  • Leveraged ETFs
  • A New (Financial) World Order? (Updated)
  • A New Suitability Rule?
  • Changes to FINRA’s BrokerCheck
• Firm News
  • After The Ball Dropped
  • Fan the Firm on Facebook
  • Introducing The Firm’s Newsletter – L’AWful Prose
  • Announcing The Firm’s New Veterans Benefits Practice
  • On The Virginia Financial Literacy Summit (Part 2)
  • On The Virginia Financial Literacy Summit (Part 1)
  • Congratulations to M&M’s Blazing Saddles!
  • Resources Page Updated
  • “Do I Have A Brokerage Claim?” is Avvo.com’s “Featured Legal Guide”
  • New Article: “Do I Have A Brokerage Claim?”
  • Ryan Smith to Speak at the 2009 Virginia Financial Literacy Summit
  • Resources Page Updated
  • FINRA Arbitrator Training Completed
  • New Article: “How Variable Annuities Work”
  • Welcome to My Blog
• Mutual Funds
  • Bust A Deal, Face The Wheel
  • Do Mutual Funds Curse?
  • “B” Stands For “Boo”, “Bah, Humbug” Or, Just Maybe, “Bust”
  • Disciplinary Action Concerning Closed-End Funds
  • FINRA Breakpoint Rule Is Effective Next Week
• SEC
  • Bust A Deal, Face The Wheel
  • Common Sense for Investors’ Common Cents
  • Representatives Refine Regulatory Reform . . . Really?
  • New Article: “Be Your Own Consumer Protection Agency”
  • The “Permanent Record” Is Now Permanent
  • The Latest On The Proposed CFPA
  • Now The SEC Gets Tough?
  • How Did Bernie Madoff Do It?
  • Initial Thoughts on the Proposed Fiduciary Standard for Brokers
  • A New (Financial) World Order? (Updated)
• Securities / Investments
  • Do Mutual Funds Curse?
  • The Main Street Journal?
  • Annuities Resolve To Lose Weight Too
  • Money For Nothin’ And Your (Dividend) Checks for Free?
  • New Article: “Be Your Own Consumer Protection Agency”
  • “B” Stands For “Boo”, “Bah, Humbug” Or, Just Maybe, “Bust”
  • Past Performance Is Not Indicative . . .
  • Knight Kiplinger On The Crisis
  • Not Really A Securities Matter, But A Financial Matter Nonetheless
  • Another Affinity Scam
  • The Latest On The Proposed CFPA
  • One Year Later
  • How Did Bernie Madoff Do It?
  • Disciplinary Action Concerning Closed-End Funds
  • A Post on Equity-Indexed Annuities
  • Investment Scams Can Affect Anyone
  • The Regulators Speak On Leveraged ETFs
  • CNN/Money’s “When your broker goes bad”
  • Thoughts on Schwab’s Column
  • A Post on Variable Life Insurance
  • FINRA Breakpoint Rule Is Effective Next Week
  • Mark Twain on Investing
  • Yet More on Leveraged ETFs
  • More on Leveraged ETFs
  • A Historian’s View on Today’s Markets
  • Revisions to FINRA’s Variable Annuity Rule
  • The FINRAProtects.org Portal
  • Leveraged ETFs
  • A New (Financial) World Order? (Updated)
  • A New Suitability Rule?
  • New Article: “How Variable Annuities Work”
  • “What Bernie Madoff Means to You”
  • History
• Variable Life Insurance
  • A Post on Variable Life Insurance
• Veterans Benefits
  • “Hampton Roads” Is Much Larger Than You Think
  • Prosecuting A Veteran’s Benefits Claim – Part II: More On Benefits For Veterans
  • Prosecuting a Veteran’s Benefits Claim – Part I: What Benefits Are Available?
  • “Deny, deny until you die”
  • Introducing The Wounded Warrior Project
  • Remembering Pearl Harbor Day
  • Introducing Operation Homefront
  • Introducing NOVA
  • Announcing The Firm’s New Veterans Benefits Practice